Mental Health Law in Oregon:
Patient Rights in the State Hospital
CONSTITUTIONAL AND
STATUTORY RIGHTS
Many
rights for patients are guaranteed by the United States Constitution, federal
laws and regulations as well as by the Oregon Constitution, laws and
administrative rules. A summary of
basic patient rights must be posted on the ward. A person still has many of the rights that he or she had
outside of the hospital such as the right to sell property, make contracts or
wills, vote, buy consumer items, and marry.
Rights can be limited in some cases but not for punishment purposes.
A
person in the state hospital has the right to:
·
Communicate freely.
·
Have reasonable access to a
telephone.
·
Send and receive mail.
·
Have a written individualized
treatment plan, kept up to date with the progress of the person.
·
Participate in developing
their treatment plan at a level appropriate to person’s capabilities.
·
Wear personal clothing.
·
Practice a religion of choice
but not be forced to practice any religion.
·
Keep reasonable amounts of personal belongings
on the ward in a private storage area.
·
Be given a reasonable supply of writing
materials and stamps
·
Not be forced to work unless necessary for treatment
·
Receive wages for work done in the hospital, other than personal
housekeeping.
·
Develop advanced directives
for the person’s care in the case of future serious medical or psychiatric
illness.
·
Assert grievances regarding
infringement of rights.
·
Have grievances considered in
a fair, timely and impartial grievance procedure.
·
Petition for a writ of habeas
corpus, which is a way to ask a court to decide whether detention in the
hospital is legal.
·
Representation by an attorney
whenever substantial right(s) of the person may be affected
·
Exercise all civil rights in
the same manner and with the same effect as one not admitted to the
state hospital, including the right to dispose of real property, execute
instruments, make purchases, enter contractual relationships, and vote, unless
the person has been found by a court to be incompetent and has not been restored
to legal capacity.
·
Request documents in Alternate
Formats such as Braille or sign services.
·
Exercise these rights without
any form of reprisal or punishment.
A simple and clear statement of patient’s rights must be prominently posted in each room frequented by patients in all facilities housing such patients. A copy of the statement must be given to each patient upon admission and sent, upon request, to the legal counsel, guardian, relative or friend of the patient.
ORS
426.395
TREATMENT RIGHTS
A
person in a state hospital has a right to an up-to-date written treatment plan
and treatment that is consistent with professional standards, and provided in a
safe and humane environment. At a
minimum, a person has the right not to be subject to psychiatric malpractice and
to receive treatment that gives a realistic opportunity to be cured or improve a
person’s mental condition. Youngberg
v. Romeo, 457 U.S. 307 (1982).
RIGHT TO MAKE TREATMENT
DECISIONS
A
person has the right to receive information about proposed treatment before
agreeing to that treatment. The
doctor must explain a person’s illness, the proposed medication or treatment,
the risks and benefits of the proposed medication or treatment, alternatives to
the treatment and what will happen if the person does not receive the treatment.
OAR 309-114-0010. The doctor
should tell the person about the side effects of the medication.
OAR 309-114-0010
(3)(b)(D).
One serious risk of some neuroleptic drugs (such as Prolixin or Haldol)
is tardive dyskinesia. Tardive dyskinesia can cause involuntary movements of the
mouth, tongue, limbs
RIGHT TO REFUSE
TREATMENT
A
person has the right to refuse prescribed medication, electroconvulsive (shock)
therapy, AIDS testing or other important treatments. A person has a right to change his or her mind about
consenting to or refusing treatment. OAR
309-114-0010.
Treatment
can be given without consent only in the case of an emergency or if the person
is not able to make decisions. If the doctor believes a person under civil
commitment or otherwise involuntarily hospitalized is not mentally competent to
make decisions about treatment, the doctor can ask to give medication or other
treatment without the person’s consent but only by following Oregon law.
OAR 309-114-0000 through 309-114-0025.
First,
the doctor must try at least two times, at different times, to explain the
medication/ procedure and get the person to agree. This “conscientious effort” must be recorded in the
person’s record. If, after two
times, the doctor thinks the person is not able to make a decision, another
doctor who does not work for the hospital must be called in to decide if the
person is able to make an informed decision to consent to or refuse treatment.
OAR 309-114-0020.
A
person can protest a decision to medicate or treat without consent by filing an
emergency grievance. This grievance goes directly to the hospital grievance
committee and not to the treatment team. OAR
309-114-0010(8).
The
procedure for forced treatment is only for involuntarily committed or
hospitalized persons. This
procedure cannot be used to force treatment on voluntary patients.
A voluntary patient cannot be given medication or other treatment without
his or her consent or the consent of his
Because
the override procedure applies only to committed persons, a person in the
hospital for a court-ordered evaluation only, cannot be given medication or
other treatment without consent except in an emergency to protect life or
safety. OAR 309-114-0005(8).
A
person cannot be subjected to psychosurgery under any circumstances.
ORS 426.385(3)
AIDS/HIV TESTING
The
AIDS/HIV test is an antibody test to see if a person has been exposed to the
AIDS virus. If the AIDS/HIV test is
positive, it may mean the person is infected and can infect other people.
If the hospital asks a person to take an AIDS/HIV test, he or she has the
right to be fully informed about the risks and benefits of that test.
The person has the right to refuse the AIDS/HIV test.
The hospital can try to override a refusal by following the same
procedure described in the informed consent section.
SECLUSION AND RESTRAINT
A person has
a right to be free from restraints of any form that are not medically necessary
or are used as a means of coercion, discipline, convenience, or retaliation by
staff. Medication must not be used
as a restraint, but instead prescribed and administered only according to
acceptable medical, nursing, and pharmaceutical practices.
The term
restraint includes either a physical restraint or a drug that is being used as a
restraint. A physical restraint
includes anything that cannot be easily removed that restricts freedom of
movement or normal access to one’s body, including but not limited to locking
a person in his/ her own room; restricting a person’s physical movement; using
any physical device to restrict a person’s movement, such as leather belts.
A drug used as a restraint is a medication used to control behavior or to
restrict a person’s freedom of movement and is not a standard treatment for
the person’s medical or psychiatric condition.
Seclusion is the involuntary confinement of a person in a room or an area
where the person is physically prevented from leaving.
A restraint
should only be used if:
<
A person is threatening
immediate physical harm to him/ herself or others; and
<
Measures other than the use of
restraint are deemed ineffective to manage the person’s behavior.
When
seclusion and/ or restraint is used, the staff must follow certain rules:
<
A person should be asked, if
practicable, for his or her preferences or aversions to various forms of
intervention.
<
A person’s wishes for or
against particular forms of intervention must be respected by the person
authorizing the use of restraint, provided that primary consideration must be
given to the need to protect the person and others in the institution.
<
A person in seclusion and/ or
restraint must be checked every 15 minutes by staff. Moreover, a person in
seclusion and/ or restraint must be continuously observed.
After the first hour, a person in seclusion may be continuously monitored
by using both video and audio equipment. The
Registered Nurse should evaluate the need for continued seclusion and / or
restraint as required by the person’s condition but no less frequently than
four hours for adults. After the
person has been calm and cooperative during two successive observations, the
nurse should either release the person from seclusion and / or restraint, or
should interact with person face to face at least hourly to evaluate the need
for continued seclusion and / or restraint.
If the person is not released after the face to face interaction, the
nurse should document the reasons for continuing seclusion and / or restraint.
<
A person must be offered
nourishment according to regular meal and snack schedules.
<
A person must be offered the
opportunity to use the toilet at regular intervals.
<
A person in physical restraint
must be exercised for a period not less than 10 minutes during each 2 hours of
physical restraint except between the hours of 9:00 p.m. and 6:00 a.m., if the
person is attempting to sleep.
<
A person’s environment while
in seclusion and / or restraint must be made as comfortable as reasonably
possible.
42 C.F.R.
section 482.13; Oregon State Hospital Policy 6.003; [OAR 309-033-0700 through
309-033-0740, currently being revised]
SECLUSION AND RESTRAINT
AS PART OF A TREATMENT PLAN
Seclusion
and/or restraint also can be used as part of a planned treatment program if the
person consents. If the person does not consent, planned seclusion and/or
restraint can be
THE LEVEL SYSTEM
Most
wards have a level system that states the freedoms and responsibilities a person
may earn by following the treatment program.
Levels are described by letters or numbers. The treatment team decides a person’s level.
The
level system should be used for treatment purposes and not for discipline or
punishment. A person’s legal rights should not be affected by level decisions.
If a person is unable to change levels, he or she can use the grievance
procedure to question why he or she is not advancing.
EXERCISE
A
person has a right to fresh air and regular outdoor exercise unless weather or
treatment needs make it impossible.
MONEY AND VALUABLES
A
person may spend his or her own money as he or she likes, but the hospital can
limit the amount of money that a person keeps on the ward.
The hospital must safeguard any money it is holding by placing it in an
account under the individual’s name.
The
hospital is responsible for providing each person with a locked storage space.
If property is being held by the hospital for safekeeping, a person has
the right to know why it is being held and to have it returned upon release from
the hospital. Property can be kept
from a person only because of safety, space, or treatment reasons. All property should be listed separately on a written
property list. If a person’s
property is lost or stolen and it is the hospital’s fault, the hospital must
repay the person.
OAR
309-108-0000 through 309-108-0020.
SOCIAL SECURITY PAYEE
If
a doctor tells the Social Security Administration that a person cannot handle
his or her own money, the Social Security Administration can appoint an
individual or agency to keep the person’s money and spend it for him or her.
This individual or agency is called a payee.
A person has the right to protest the appointment of a payee, request a
different payee, or ask to be allowed to manage his or her own money.
A person may contact the Social Security Administration (1-800-772-1213)
with any complaints about a payee.
If
the state hospital is appointed as a payee for a person in the hospital, it will
usually give some or all of the money to the state to pay for the cost of the
person’s care. If a person has
special financial needs (for example, money for discharge), some of the money
paid for cost of care can be returned to him or her.
HOSPITAL COST OF CARE
An
individual can be billed for the cost of his or her care in the hospital even
though the person is hospitalized involuntarily. The state must look at the person’s ability to pay and can
issue an ability to pay order. If a person disagrees with this ability to pay
order, the person can request a hearing. The person has a right to appeal the
hearing decision also.
A
person cannot be forced to pay for cost of care with Social Security money.
A person cannot be forced or required to “voluntarily” sign over
money. The hospital cannot punish a
person or treat a person differently because he or she does not pay the hospital
bill.
ORS
179.610 through ORS 179.770; OAR 309-12-0025; OAR 309-12-0030 through OAR
309-12-0035; OAR 309-12-0100 through OAR 309-12-0115.
ACCESS TO AND
CONFIDENTIALITY OF MEDICAL RECORDS
Each
person has the right to see all of his or her medical records except parts that
the doctor believes would be harmful. If the doctor will not release the
records, the person can file a grievance. ORS
179.505(9).
See
page 11 for discussion of “Confidentiality”
pertaining to a person who is awaiting a civil
ACCESS TO COURTS AND
ATTORNEYS
Any
person in a hospital has a right to confidential communication with an attorney
and to hire an attorney for any purpose.
In
some circumstances, an attorney will be appointed if the person cannot afford to
pay for one. An attorney will be appointed for Psychiatric Security Review Board
matters (See page 12) if the person
cannot afford to hire an attorney. If
the state is trying to recommit the person, an attorney will be appointed. For
issues involving a criminal case, a person may be able to have an attorney
appointed. The State Public
Defender can be called for more information about the appointment of attorneys
for criminal matters. The State
Public Defender number is 1-503-378-3349.
A
person has the right to use a law library or other legal research resources.
Access can be withheld only for security or staffing reasons.
Staff
must help with local and long distance calls to an attorney if a person cannot
afford to call. A private telephone
must be provided for a person’s telephone call to his or her attorney.
PROTECTION FROM ABUSE
AND NEGLECT
A
person has the right to be protected from physical and mental abuse and neglect.
Abuse means hitting, kicking, scratching, pinching, choking, pushing,
ridicule, harassment, coercion, threats, cursing, sexual assault or
exploitation, neglect in care, lack of food, or other similar acts or failures
to act.
A
person, who thinks he or she has been abused, can report this abuse to the
superintendent. The report of abuse should be in writing.
The report of abuse can be written on special hospital forms or any kind
of paper. If the person is unable
to write, a staff person should assist the person in making the report.
If the facts are disputed, the superintendent must notify the Office of
Investigation and Training (OIT) and ask the OIT to investigate. After receiving
The
superintendent must prepare a report containing a statement of the allegations,
the information obtained as a result of the investigation and a finding of
whether the allegation of abuse was substantiated, not substantiated or
inconclusive. The person who claims
to have been abused has a right to receive a copy of this report.
OAR 309-116-0000 through 309-116-0090.
If
a person has difficulty reporting his or her allegation of abuse and/ or neglect
to the OIT, then the person may contact OAC for assistance.
In addition, if a person is concerned with the thoroughness, independence
or general quality of the investigation itself, then the person may contact OAC
to monitor and/ or review the investigation procedure.
Requesting
an investigation of abuse and neglect does not stop a person from bringing other
claims against the hospital for personal injury or reporting the incident to the
State Police as a crime.
PERSONAL SEARCHES
In
a state hospital, a person may be searched when staff has reasonable cause to
believe the person has a prohibited item. Only
a nurse or doctor can conduct an internal examination of body cavities and only
if the superintendent or designee gives permission. OAR 309-108-0010(7).
Each hospital or facility should have policies or rules about how and
when searches can be conducted.
TRANSFERS
A
person who has been civilly committed can be transferred to another hospital or
facility under certain conditions. MHDDSD
can transfer a committed person if the transfer is for good cause and in the
best interest of the person. ORS
426.060(2)(b). If the person
objects to the transfer, the transfer must be suspended until the grievance
procedure has been completed, unless immediate transfer is necessary for health
or safety. The superintendent must
have written procedures for resolving grievances about transfers.
OAR 309-33-0430. A person should never be transferred to another facility or
ward as punishment.
A
person who is in the forensics program (primarily persons who have been found
guilty except for insanity or who are being evaluated for ability to aid and
assist in a criminal case) is not likely to be transferred to another
institution, but may be transferred to another ward within OSH. A
person can be transferred to a different ward for treatment reasons or for
security reasons. Staff must inform a person of the transfer before the transfer
takes place unless an
WHAT A PERSON CAN DO IF
RIGHTS ARE BEING VIOLATED
The
first step is to try to resolve the problem informally.
For example, the person could try to talk with the staff person involved
or another staff person.
If
a person is not satisfied, she or he may file a grievance.
The state hospitals have a four level grievance procedure.
LEVEL 1--THE TREATMENT
TEAM
The
first step is to file a written grievance with the treatment team.
The grievance must be in writing and may be written on a form provided by
staff or on any piece of paper. Staff
should help a person who wants to file a grievance or appeal a decision but is
unable to write. The treatment team must meet with the person about the
grievance and consider any information he or she furnishes.
The treatment team must give a written response to the grievance within
20 days of the date the grievance was submitted to staff.
If
the person is not satisfied with the treatment team response or the proposed
solution, he or she may appeal the treatment team decision to the hospital
grievance committee.
LEVEL 2--THE GRIEVANCE
COMMITTEE
The
second step is to appeal the treatment team decision to the hospital grievance
committee. The appeal must be in
writing and filed within 14 days of the treatment team decision.
The grievance committee has to tell the person in writing, at least three
days before the hearing, when the hearing will be held.
At that hearing, a person may be represented by an advocate, attorney or
any other person. A person can call
witnesses and question witnesses called by the grievance committee.
The grievance committee must give a written response within 21 days of
this hearing.
LEVEL
3--SUPERINTENDENT’S REVIEW
The
third step is to appeal to the superintendent of the hospital.
The appeal request must be in writing and state the reasons for
requesting the review. The
superintendent must respond to the grievance in writing.
LEVEL 4--MHDDSD
ADMINISTRATOR
EMERGENCY GRIEVANCES
If
a grievance needs to be resolved quickly because a person will suffer
irreparable harm to a substantial right if it is not resolved, a person can file
an emergency grievance. An
emergency grievance is filed directly with the grievance committee.
OAR 309-118-0000 through 309-118-0050
LAWSUITS AGAINST THE
STATE HOSPITAL
A
person can sue the hospital if she or he has a legal claim.
A person cannot be punished for doing so. Because the hospital is part of
state government, a person must file the lawsuit or notify the state in writing
of a loss or injury within 180 days of the loss or injury.
A person who might have a claim should speak to an attorney as soon as
possible. The attorney can tell
whether the person has a valid claim and what time deadlines apply.